H. Hentsch Asset Management is authorized by FINMA to carry out the activity of asset manager under the LEFin and is affiliated to SO-FIT (Supervisory Organisation for Financial Intermediaries & Trustees).

SO-FIT is authorized by FINMA to operate as a self-regulatory organism (SRO) as well as a Supervisory Organisation (SO) within the meaning of Swiss legislation (www.so-fit.ch).

More specifically, H. Hentsch Asset Management SA is submitted to SO-FIT’s SO, which implies an annual prudential audit, that includes an LEFin and LSFin audit, as well as an MLA audit.

Mediation body : H. Hentsch Asset Management SA is affiliated to Terraxis SA, a Swiss corporation located Rue de la Tour de l’Ile 1 in Geneva, in accordance with art. 16 LEFin (www.terraxis.ch).

Finally, H. Hentsch Asset Management elected Fiducior SA, as statutory auditor, and Consultants Associés SA as prudential auditor.